Dominic Michael Esposito

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-10
NC	RA	APPROVED	2022-08-30

TX RA
APPROVED

Since 2023-01-10
NC RA
APPROVED

Since 2022-08-30

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

380 Knollwood St, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Winston Salem	NC	02/2022	Present
Atrium Health Wake Forest Baptist	Clemmons	NC	11/2011	02/2022
Bank Of America, N.A.	Winston Salem	NC	03/2022	Present

02/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winston Salem, NC
11/2011 → 02/2022

Atrium Health Wake Forest Baptist

Clemmons, NC
03/2022 → Present

Bank Of America, N.A.

Winston Salem, NC

Other Businesses

I*764231 For profit or not for profit: Entity For Profit Name of outside business organization: Roof Restoration, LLC Investment related: N Address of business: Clemmons, North Carolina, 27012 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/21/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This business does Roof Repairs and Roof Restoration treatments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-22

S66 Uniform Combined State Law Examination

2022-08-22

Other Names

Mike Esposito
Dominic M Esposito

View on SEC IAPD