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Joseph Ketter

Edelman Financial Engines

Brookfield, WI

CRD 7513390

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Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-04
WI RA APPROVED 2022-04-04
  • TX RA
    APPROVED
    Since 2022-04-04
  • WI RA
    APPROVED
    Since 2022-04-04

Branch Locations

Brookfield, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Santa Clara CA 02/2022 Present
Keder Solutions Oak Creek WI 05/2019 02/2022
Unemployed Brookfield WI 04/2019 04/2019
Mortgage Guarantee Insurance Company Milwaukee WI 12/2015 03/2019
  • 02/2022 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 05/2019 → 02/2022
    Keder Solutions
    Oak Creek, WI
  • 04/2019 → 04/2019
    Unemployed
    Brookfield, WI
  • 12/2015 → 03/2019
    Mortgage Guarantee Insurance Company
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-04
  • S65 Uniform Investment Adviser Law Examination
    2022-04-04
Other Names
  • Joe Ketter

View on SEC IAPD

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