Kristopher James Goeden

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → Present
  Principal Funds Distributor, Inc.
  Des Moines, IA
• 10/2018 → Present
  Principal Asset Management
  Des Moines, IA

Previous Registrations

• 2012-02-17 → 2018-10-30
  Principal Securities, Inc.
  Folsom, CA
  Des Moines, IA
  Downers Grove, IL
• 2007-08-31 → 2010-10-04
  Principal Securities, Inc.
  Des Moines, IA
• 2006-10-04 → 2007-07-27
  Securian Financial Services, Inc.
  West Des Moines, IA

Other Businesses

1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Unless Ventures, LLC, CEO. Holding company of multiple business lines include development of real estate lots, book self-publishing and farm equipment leasing. Not investment related. 3204 163rd St Urbandale, IA 50323. 4 hours per week, 0 hours during trading. Compensation includes potential land appreciation, revenue from book sales, and the receipt of equipment lease payments. Effective 03/22/2022. 3) Unless Leasing & Rentals, LLC - CEO. Rental company focusing on campers, trailers, recreational vehicles, construction vehicles. 3204 163rd St Urbandale, IA 50323. 2 hours per week, 0 hours during trading. Compensation includes receipt of equipment lease payments. Effective 06/18/2025.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-14