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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor, Inc. | Des Moines | IA | 09/2010 | Present |
| Principal Asset Management | Des Moines | IA | 10/2018 | Present |
1) Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates. 2) Unless Ventures, LLC, CEO. Holding company of multiple business lines include development of real estate lots, book self-publishing and farm equipment leasing. Not investment related. 3204 163rd St Urbandale, IA 50323. 4 hours per week, 0 hours during trading. Compensation includes potential land appreciation, revenue from book sales, and the receipt of equipment lease payments. Effective 03/22/2022. 3) Unless Leasing & Rentals, LLC - CEO. Rental company focusing on campers, trailers, recreational vehicles, construction vehicles. 3204 163rd St Urbandale, IA 50323. 2 hours per week, 0 hours during trading. Compensation includes receipt of equipment lease payments. Effective 06/18/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-14 |
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