Erin Waters

Ameriprise Financial Services, LLC

Minneapolis, MN

CRD 7513163

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-01-23

NC RA
APPROVED

Since 2026-01-23

Branch Locations

Charlotte, NC • United States

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Charlotte	NC	02/2022	Present
Advantage Solutions, Llc	Charlotte	NC	12/2020	02/2022
Red Moon Marketing	Charlotte	NC	12/2019	12/2020
Brown Forman	Lynchburg	TN	05/2019	12/2019
University Of Kentucky	Lexington	KY	05/2016	05/2019

02/2022 → Present

Ameriprise Financial Services, Llc

Charlotte, NC
12/2020 → 02/2022

Advantage Solutions, Llc

Charlotte, NC
12/2019 → 12/2020

Red Moon Marketing

Charlotte, NC
05/2019 → 12/2019

Brown Forman

Lynchburg, TN
05/2016 → 05/2019

University Of Kentucky

Lexington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-22

S66 Uniform Combined State Law Examination

2026-01-22

Other Names

Erin Waters
Erin Camille Ford

View on SEC IAPD

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