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Harry Miller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-30
CT RA APPROVED 2022-06-14
  • TX RA
    APPROVED
    Since 2022-08-30
  • CT RA
    APPROVED
    Since 2022-06-14

Branch Locations

1414 Main St, Springfield, MA 01144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manhester CT 02/2022 Present
Bank Of America, N.A. Manchester CT 02/2022 Present
Dennis Group Springfield MA 05/2015 02/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-03
  • S66 Uniform Combined State Law Examination
    2022-06-03
Other Names
  • Harry E Miller

View on SEC IAPD

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