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Matthew D Hadad

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-16
CT RA APPROVED 2023-11-07
  • TX RA
    APPROVED
    Since 2024-01-16
  • CT RA
    APPROVED
    Since 2023-11-07

Branch Locations

157 Church St, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 02/2022 Present
Putnam Investments Andover MA 12/2019 04/2020
Merrimack College North Andover MA 05/2009 12/2019
Merrimack College North Andover MA 09/2017 05/2021
Peoples United Bank Southbury CT 07/2021 02/2022
Good News Cafe Woodbury CT 06/2018 09/2019
  • 02/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Haven, CT
  • 12/2019 → 04/2020
    Putnam Investments
    Andover, MA
  • 05/2009 → 12/2019
    Merrimack College
    North Andover, MA
  • 09/2017 → 05/2021
    Merrimack College
    North Andover, MA
  • 07/2021 → 02/2022
    Peoples United Bank
    Southbury, CT
  • 06/2018 → 09/2019
    Good News Cafe
    Woodbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-06
  • S66 Uniform Combined State Law Examination
    2023-11-06

View on SEC IAPD

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MARC A. CIOCIOLA
DAVID LEWIS KING
Wiktor Wozniak

Other Offices

KREITLER FINANCIAL LLC · NEW HAVEN, CT
UBS FINANCIAL SERVICES INC. · NEW HAVEN, CT
STRATEGIC ADVISERS LLC · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
WASHINGTON TRUST ADVISORS · NEW HAVEN, CT
LPL FINANCIAL LLC · NEW HAVEN, CT
RAYMOND JAMES & ASSOCIATES, INC. · NEW HAVEN, CT
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEW HAVEN, CT

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