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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-31 |
| CA | RA | APPROVED | 2023-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Van Nuys | CA | 02/2022 | Present |
| Dollar General | Arbuckle | CA | 02/2017 | 08/2017 |
| Pieology | Fullerton | CA | 03/2018 | 05/2018 |
| California State University, Fullerton | Fullerton | CA | 08/2017 | 01/2022 |
| Ulta Beauty | Anaheim | CA | 07/2018 | 05/2019 |
| Bigs | Fullerton | CA | 12/2019 | 12/2020 |
| Strategic Performance Institute | Laguna Hills | CA | 10/2021 | 01/2022 |
| American Marketing Association - Csuf | Fullerton | CA | 05/2021 | 01/2022 |
| Johnson Junior High School / Pierce High School | Arbuckle | CA | 06/2012 | 03/2017 |
| Tortilla Jo's (Delaware North Company) | Anaheim | CA | 03/2019 | 07/2019 |
| Bank Of America, Na | Van Nuys | CA | 02/2022 | Present |
I*4096268Entity Type: Charitable Name of OBA: Miss California USAAddress: Santa Monica, California, 90401Investment Related: NoPosition, Title, Association: VolunteerEmployee Start Date: 07/10/2026Number of Hours: 50, YearlyNumber of Hours during trading: 0Duties: To be a role model for young women, volunteer statewide and compete for the chance to be Miss California USA. Miss California USA is not compensated for her year of service. To volunteer with various organizations. I*5481269 Entity Type: Entity For Profit Name of OBA: Infinity Sun Address: PHOENIX, Arizona, 85012 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/22/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: This organization wants me to model their products at tradeshows. I would be a model for the tanning products. I'd be responsible for local photoshoots. This will not coincide with my work schedule.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-21 |
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