Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
CA RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-01-31
  • CA RA
    APPROVED
    Since 2023-01-18

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Van Nuys CA 02/2022 Present
Dollar General Arbuckle CA 02/2017 08/2017
Pieology Fullerton CA 03/2018 05/2018
California State University, Fullerton Fullerton CA 08/2017 01/2022
Ulta Beauty Anaheim CA 07/2018 05/2019
Bigs Fullerton CA 12/2019 12/2020
Strategic Performance Institute Laguna Hills CA 10/2021 01/2022
American Marketing Association - Csuf Fullerton CA 05/2021 01/2022
Johnson Junior High School / Pierce High School Arbuckle CA 06/2012 03/2017
Tortilla Jo's (Delaware North Company) Anaheim CA 03/2019 07/2019
Bank Of America, Na Van Nuys CA 02/2022 Present
  • 02/2022 → Present
    Van Nuys, CA
  • 02/2017 → 08/2017
    Dollar General
    Arbuckle, CA
  • 03/2018 → 05/2018
    Pieology
    Fullerton, CA
  • 08/2017 → 01/2022
    California State University, Fullerton
    Fullerton, CA
  • 07/2018 → 05/2019
    Ulta Beauty
    Anaheim, CA
  • 12/2019 → 12/2020
    Bigs
    Fullerton, CA
  • 10/2021 → 01/2022
    Strategic Performance Institute
    Laguna Hills, CA
  • 05/2021 → 01/2022
    American Marketing Association - Csuf
    Fullerton, CA
  • 06/2012 → 03/2017
    Johnson Junior High School / Pierce High School
    Arbuckle, CA
  • 03/2019 → 07/2019
    Tortilla Jo's (Delaware North Company)
    Anaheim, CA
  • 02/2022 → Present
    Bank Of America, Na
    Van Nuys, CA
Other Businesses

I*4096268Entity Type: Charitable Name of OBA: Miss California USAAddress: Santa Monica, California, 90401Investment Related: NoPosition, Title, Association: VolunteerEmployee Start Date: 07/10/2026Number of Hours: 50, YearlyNumber of Hours during trading: 0Duties: To be a role model for young women, volunteer statewide and compete for the chance to be Miss California USA. Miss California USA is not compensated for her year of service. To volunteer with various organizations. I*5481269 Entity Type: Entity For Profit Name of OBA: Infinity Sun Address: PHOENIX, Arizona, 85012 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/22/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: This organization wants me to model their products at tradeshows. I would be a model for the tanning products. I'd be responsible for local photoshoots. This will not coincide with my work schedule.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-21
  • S66 Uniform Combined State Law Examination
    2022-12-21
Other Names
  • Hannah Cutter

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor