Shawn Penrod

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-03-31
OH	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

100 Howe Drive, Covington, KY 41015-5000 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelilty Investments	Covington	KY	02/2022	Present
Digital Management Llc (Dmi)	Mason	OH	03/2021	02/2022
Amazon	Hebron	KY	07/2020	03/2021
Western & Southern Life	Loveland	OH	03/2020	05/2020
Total Quality Logistics	Cincinnati	OH	11/2019	02/2020
Starbucks Coffee	Cincinnati	OH	09/2018	12/2019
Awakenings Coffee	Montgomery	OH	03/2018	08/2018
American Association Of Colleges For Teachers Education	Washington	DC	05/2017	08/2017
Xavier University	Cincinnati	OH	08/2015	05/2019
Fidelity Investments	Boston	MA	03/2025	Present

02/2022 → Present

Fidelilty Investments

Covington, KY
03/2021 → 02/2022

Digital Management Llc (Dmi)

Mason, OH
07/2020 → 03/2021

Amazon

Hebron, KY
03/2020 → 05/2020

Western & Southern Life

Loveland, OH
11/2019 → 02/2020

Total Quality Logistics

Cincinnati, OH
09/2018 → 12/2019

Starbucks Coffee

Cincinnati, OH
03/2018 → 08/2018

Awakenings Coffee

Montgomery, OH
05/2017 → 08/2017

American Association Of Colleges For Teachers Education

Washington, DC
08/2015 → 05/2019

Xavier University

Cincinnati, OH
03/2025 → Present

Fidelity Investments

Boston, MA

2022-08-10 → 2025-03-31

Fidelity Personal And Workplace Advisors

Covington, KY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-05