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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
| OH | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
Dayton, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carson Utah Holdings Llc | Salt Lake City | UT | 01/2022 | 01/2022 |
| Fidelity Investments | Salt Lake City | UT | 02/2022 | Present |
| Hri Properties | Salt Lake City | UT | 01/2022 | 02/2022 |
| Leisure Hotels Llc | Park City | UT | 10/2020 | 01/2022 |
| Evansville Otters Baseball Club | Evansville | IN | 05/2021 | 09/2021 |
| Joliet Slammers Baseball Club | Joliet | IL | 05/2019 | 09/2019 |
| Shawnee Mission School District | Mission | KS | 01/2020 | 03/2020 |
| Angi Home Services | Olathe | KS | 09/2019 | 01/2020 |
| Kansas City Sports Club | Leawood | KS | 09/2017 | 03/2018 |
| Windy City Thunderbolts Baseball Club | Crestwood | IL | 05/2018 | 09/2018 |
| Windy City Thunderbolts Baseball Club | Crestwood | IL | 06/2017 | 09/2017 |
| Kersting Construction Group | Centennial | CO | 11/2018 | 04/2019 |
| Mountain High Management | Ennis | MT | 06/2020 | 10/2020 |
| Unemployed | Evergreen | CO | 01/2012 | 06/2017 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-17 |
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