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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-02-17
  • SC RA
    APPROVED
    Since 2021-02-17

Branch Locations

4007 Clemson Blvd, Anderson, SC 29621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investments Charlotte NC 05/2006 02/2021
Bb&T Securities, Llc Seneca SC 01/2018 02/2021
Truist Investment Services, Inc. Seneca SC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 05/2006 → 02/2021
    Bb&T Investments
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Seneca, SC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Seneca, SC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Seneca, SC
    Charlotte, NC
    Richmond, VA
  • 2010-08-30 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Charlotte, NC
    Seneca, SC
    Piedmont, SC
    Clemson, SC
    Charlotte, NC
    Charlotte, NC
    Charlotte, NC
Other Businesses

EPISCOPAL CHURCH WOMEN POSITION: Treasurer NATURE: Women's group dedicated to one active fundraising activity a year: the church Bazaar. All proceeds go to outreach ministries agreed to in advance by the group INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2017 ADDRESS: 193 Old Greenville Hwy, Clemson SC 29631

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-04
S63 Uniform Securities Agent State Law Examination 2006-06-14
  • S65 Uniform Investment Adviser Law Examination
    2006-12-04
  • S63 Uniform Securities Agent State Law Examination
    2006-06-14
Other Names
  • Cynthia Ann Brown
  • Cindy A Brown

View on SEC IAPD

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