Raymond Alphonsus Mccaffrey

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → 03/2022
  Retired
  Mobile, AL
• 06/2005 → 09/2019
  Quality Valve Inc.
  Mobile, AL
• 03/2022 → 06/2026
  Kestra Investment Services, Llc
  Mobile, AL
• 06/2022 → 06/2026
  Kestra Advisory Services, Llc
  Mobile, AL
• 06/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2022-06-21 → 2026-06-22
  Kestra Advisory Services, Llc
  Mobile, AL
  Austin, TX
  Mobile, AL

Other Businesses

1. TRU WEALTH MANAGEMENT, 107 Saint Francis Street, Suite 3320, Mobile AL 36602, United States, 06/18/2026, Agent, DBA Name, NIR, 1 HR/MO - 0 HR/MO TRADING 2. SPUR WEALTH LLC, 205 Rochester Rd., Mobile AL 36608, United States, 06/18/2026, W2 Employee, Employee (receive a W-2), NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2022-06-18

Other Names

• Mac Mccaffrey
• Raymond A Mccaffrey