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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-12-08
TX RA APPROVED 2025-12-08
  • OK RA
    APPROVED
    Since 2025-12-08
  • TX RA
    APPROVED
    Since 2025-12-08

Branch Locations

Oklahoma, OK • United States

5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Plano TX 01/2022 09/2024
Unemployed Okmulgee OK 07/2016 02/2017
Sp Richards Indianapolis IN 02/2017 06/2017
Unemployed Okmulgee OK 06/2017 08/2017
Sp Richards Indianapolis IN 08/2017 06/2018
Walter's Plumbing Okmulgee OK 06/2018 08/2018
Sp Richards Indianapolis IN 08/2018 06/2019
Unemployed Okmulgee OK 06/2019 08/2019
Nmb Manufacturing Bixby OK 08/2019 08/2019
A G Equipment Co. Broken Arrow OK 09/2019 10/2021
Gastech Engineers Llc Sapulpa OK 11/2021 09/2024
The Prudential Insurance Company Of America Plano TX 07/2022 09/2024
Principal Life Insurance Company Lafayette LA 09/2024 09/2025
Principal Securities, Inc. Lafayette LA 09/2024 09/2025
Mw Piping And Fabrication Tulsa OK 04/2025 Present
The Church Today Tulsa OK 09/2019 Present
Lpl Enterprise Llc Plano TX 12/2025 Present
  • 01/2022 → 09/2024
    Plano, TX
  • 07/2016 → 02/2017
    Unemployed
    Okmulgee, OK
  • 02/2017 → 06/2017
    Sp Richards
    Indianapolis, IN
  • 06/2017 → 08/2017
    Unemployed
    Okmulgee, OK
  • 08/2017 → 06/2018
    Sp Richards
    Indianapolis, IN
  • 06/2018 → 08/2018
    Walter's Plumbing
    Okmulgee, OK
  • 08/2018 → 06/2019
    Sp Richards
    Indianapolis, IN
  • 06/2019 → 08/2019
    Unemployed
    Okmulgee, OK
  • 08/2019 → 08/2019
    Nmb Manufacturing
    Bixby, OK
  • 09/2019 → 10/2021
    A G Equipment Co.
    Broken Arrow, OK
  • 11/2021 → 09/2024
    Gastech Engineers Llc
    Sapulpa, OK
  • 07/2022 → 09/2024
    The Prudential Insurance Company Of America
    Plano, TX
  • 09/2024 → 09/2025
    Principal Life Insurance Company
    Lafayette, LA
  • 09/2024 → 09/2025
    Lafayette, LA
  • 04/2025 → Present
    Mw Piping And Fabrication
    Tulsa, OK
  • 09/2019 → Present
    The Church Today
    Tulsa, OK
  • 12/2025 → Present
    Plano, TX
Previous Registrations
Other Businesses

1. 12/05/2025 - MW Piping Fabrication - Outside/W-2 Employment - Not Investment Related - Tulsa OK - OBA Start Date: 04/01/2025 - 40 Hour(s)/Month - 0 Hour(s) During Trading 2. 12/05/2025 - The Church Today - Outside/W-2 Employment - Not Investment Related - Tulsa OK - OBA Start Date: 09/01/2019 - 16 Hour(s)/Month - 0 Hour(s) During Trading 3. 12/05/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Glenpool OK - OBA Start Date: 12/04/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 4. 12/05/2025 - Rustin Young N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Glenpool OK - OBA Start Date: 12/04/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-11
  • S66 Uniform Combined State Law Examination
    2022-07-11

View on SEC IAPD

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