Franklin Leonardo Matute

Current Employers

Roserock Wealth Management, Llc

5950 Sherry Lane Suite 201, Dallas, TX 75225 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-09-21

TX RA
APPROVED

Since 2018-09-21

Branch Locations

5950 Sherry Lane Suite 201, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lee Financial Company, Llc	Dallas	TX	02/2016	09/2018
Roserock Wealth Management, Llc	Dallas	TX	09/2018	Present

02/2016 → 09/2018

Lee Financial Company, Llc

Dallas, TX
09/2018 → Present

Roserock Wealth Management, Llc

Dallas, TX

Previous Registrations

2016-12-23 → 2019-01-02

Lee Financial Company, Llc

Dallas, TX
2014-05-21 → 2015-12-18

Lpl Financial Llc

Dallas, TX
2011-07-18 → 2012-09-26

Lpl Financial Llc

Coppell, TX

Other Businesses

Board member of Dallas/Fort Worth Financial Planning Association Board. Investment related. 2 hours per month. Advocacy role for government relations.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-07-16

S66 Uniform Combined State Law Examination

2011-07-16

Designations

View on SEC IAPD

Current Employers

Roserock Wealth Management, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews