Margaux Keck

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-08-11
IA	RA	APPROVED	2023-08-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ria Federal Credit Union	Bettendorf	IA	12/2019	03/2022
Piranhas Swim Club	Bettendorf	IA	11/2019	Present
Student	Selinsgrove	PA	08/2015	05/2019
Susquehanna Univeristy	Selinsgrove	PA	08/2015	08/2019
Lake Naomi Club	Pocono Pines	PA	05/2017	08/2018
Northwestern Mutual Life Insurance Company	Milwaukee	WI	04/2022	10/2022
Northwestern Mutual Investment Services Llc	Davenport	IA	08/2022	10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Davenport	IA	10/2022	Present

12/2019 → 03/2022

Ria Federal Credit Union

Bettendorf, IA
11/2019 → Present

Piranhas Swim Club

Bettendorf, IA
08/2015 → 05/2019

Student

Selinsgrove, PA
08/2015 → 08/2019

Susquehanna Univeristy

Selinsgrove, PA
05/2017 → 08/2018

Lake Naomi Club

Pocono Pines, PA
04/2022 → 10/2022

Northwestern Mutual Life Insurance Company

Milwaukee, WI
08/2022 → 10/2022

Northwestern Mutual Investment Services Llc

Davenport, IA
10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Davenport, IA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-04
S63	Uniform Securities Agent State Law Examination	2022-09-16

Other Firms