David James Cortez

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2026 → Present
  Jpmorgan Chase Bank, N.A.
  San Antonio, TX
• 04/2026 → Present
  J.P. Morgan Securities Llc
  San Antonio, TX
• 12/2025 → 03/2026
  Unemployed
  San Antonio, TX
• 02/2022 → 11/2025
  Fidelity Investments
  Denver, CO
• 07/2021 → 02/2022
  Keybank
  Golden, CO
• 06/2021 → 06/2021
  Wfm Cw Llc
  Denver, CO
• 03/2021 → 06/2021
  Westerra Credit Union
  Lakewood, CO
• 09/2016 → 02/2021
  Frost Bank
  San Antonio, TX
• 04/2016 → 09/2016
  Chase Bank
  San Antonio, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-18
• S63 Uniform Securities Agent State Law Examination
  2022-08-10

Other Names

• David James Cortez
• David Cortez
• Dj Cortez