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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-06-25 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Providence High School | North Providence | RI | 09/2013 | 06/2017 |
| University Of Rhode Island | Kingston | RI | 06/2017 | 12/2021 |
| Parma Ristorante | Smithfeild | RI | 11/2016 | 03/2017 |
| Kfc | Greenville | RI | 03/2017 | 06/2017 |
| Apg Security | Warwick | RI | 05/2019 | 07/2019 |
| Evd Properties | North Providence | RI | 07/2019 | 09/2020 |
| Amazon | Providence | RI | 01/2020 | 06/2020 |
| Whole Foods | Providence | RI | 02/2022 | 03/2022 |
| Fidelity Brokerage Services Llc | Smithfield | RI | 02/2022 | 10/2023 |
| Ess | Knoxville | TN | 11/2023 | 03/2024 |
| Mml Investors Services, Llc | Warwick | RI | 03/2024 | Present |
| Massmutual Life Insurance Company | Warwick | RI | 02/2024 | Present |
| Hotel Freestyles | North Providence | RI | 02/2024 | Present |
Name: Hotel Freestyles LLC Inv rel: N Add: Residential Address Nature: Disc Jockey Position: Owner and Disc Jockey Start date: 2/9/2024 No hrs/mo: 10 No hrs/mo dur trading: 0 Describe duties: Play music for events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-11 |
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