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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-04 |
| MN | RA | APPROVED | 2022-05-31 |
Branch Locations
753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States
Arden Hills, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Minneapolis | MN | 02/2022 | Present |
| Unemployed | St Paul | MN | 09/2021 | 02/2022 |
| Dropcap Inc | Minneapolis | MN | 01/2021 | 09/2021 |
| Unemployed | St Paul | MN | 08/2020 | 01/2021 |
| Aramark | Woodbury | MN | 11/2018 | 08/2020 |
| Milkjam Creamery | Minneapolis | MN | 03/2015 | 11/2018 |
Business Ownership; Chef Sean Christopher Little; Chef / Sole Operator; Small catering operation providing private chef experiences.; 179 McKnight Rd N #311, , St Paul, MN, 55119; Not Investment-Related; 02/16/2017; 1 to 9 hours per month; 0 during trading hours / 75 Productions; Owner and sole operator; Purchase and sale of internet domain names; 179 McKnight Rd N #311, , St Paul, MN, 55119; Not Investment-Related; 08/11/2020; 1 to 9 hours per month; 1 to 9 during trading hours / FlavorMaze; Owner; Consulting; 1934 Edgewater Ave, , Arden Hills, MN 55112-7902, MN, 55112; Not Investment-Related; 03/17/2025; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-19 |
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