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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-15
FL RA APPROVED 2022-09-26
  • TX RA
    APPROVED
    Since 2023-02-15
  • FL RA
    APPROVED
    Since 2022-09-26

Branch Locations

Land O Lakes, FL • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Baton Rouge LA 02/2022 08/2022
Nicolae Enterprises Llc Metairie LA 01/2017 07/2022
Nicolae Iovu Limousine/Transportation Metairie LA 08/2016 07/2022
Raymond James & Associates, Inc. St. Petersburg FL 08/2022 Present
  • 02/2022 → 08/2022
    Lpl Financial
    Baton Rouge, LA
  • 01/2017 → 07/2022
    Nicolae Enterprises Llc
    Metairie, LA
  • 08/2016 → 07/2022
    Nicolae Iovu Limousine/Transportation
    Metairie, LA
  • 08/2022 → Present
    St. Petersburg, FL
Other Businesses

(1)Name of Business: GulfStar Transport LLC Address: 5957 Desert Peace Ave, Land O Lakes, FL, 34639, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/23/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of a small LLC providing Private Car Services through Blacklane. Responsibilities are limited to administrative setup, licensing, insurance, and general business management. The business has not begun operating yet and activity will occur outside of Raymond James working hours. No involvement in financial services or investment related activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-22
  • S66 Uniform Combined State Law Examination
    2022-09-22
Other Names
  • Nicolae Iovu

View on SEC IAPD

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