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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-18
  • NJ RA
    APPROVED
    Since 2022-10-18

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

3500 Quakerbridge Road, Suite 106, Hamilton, NJ 08619 • United States

6718 Washington Avenue, Egg Harbor Twp, NJ 08234 • United States

621 Beverly Rancocas Road, Willingboro, NJ 08046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gappa Llc Hamilton NJ 09/1999 02/2022
Lpl Financial Hamilton NJ 02/2022 Present
Private Advisor Group, Llc Morristown NJ 10/2022 Present
  • 09/1999 → 02/2022
    Gappa Llc
    Hamilton, NJ
  • 02/2022 → Present
    Lpl Financial
    Hamilton, NJ
  • 10/2022 → Present
    Morristown, NJ
Other Businesses

1- 01/2012 / TORREGAVETA LLC DBA Blend Bar & Bistro / Business Owner / Non Investment Related / Hamilton, NJ 2- 01/2022 / PD MEDIA LLC / Business Owner / Non Investment Related / Hamilton, NJ 3- 01/2018 / GAPPA 1270 LLC / Real Estate Rental / Investment Related / 1270 Olden Ave. Hamilton NJ 4- 02/2022 / MERCER WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) / Investment Related / Hamilton, NJ 5- 01/1999 / GAPPA 33 LLC DBA Brothers Pizza Rt. 33 / Business Owner / Non Investment Related / Hamilton, NJ 6- 05/24/2022 - Private Advisor Group - DBA: MERCER WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Start Date - 3/1/2021 - 160 Hours Per Month/ 130 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7- 05/24/2022 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 3/1/2021 - 160 Hours Per Month/ 130 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8- 11/27/2024 - Buttonwood Wealth Management - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 05/08/2024 - 160 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-13
  • S66 Uniform Combined State Law Examination
    2022-10-13

View on SEC IAPD

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