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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-06
SD RA APPROVED 2022-07-18
  • TX RA
    APPROVED
    Since 2023-09-06
  • SD RA
    APPROVED
    Since 2022-07-18

Branch Locations

1108 S Main St Ste 101, Aberdeen, SD 57401 • United States

Aberdeen, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Aberdeen SD 02/2022 Present
Unemployed Aberdeen SD 02/2015 07/2020
Aberdeen Area Usbc Aberdeen SD 08/2020 02/2022
Other Businesses

Business Ownership; Monos Boutique LLC; Owner; Retail; 12920 Ironwood Drive, , Aberdeen, SD, 57401; Not Investment-Related; 11/01/2019; 0 hours per month; 0 during trading hours. Board of Directors; Prairiewood Township; Treasurer; 12920 Ironwood Drive, , Aberdeen, SD, 57401; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 0 during trading hours / Aberdeen Area USBC; Director; 12920 Ironwood Drive, , Aberdeen, SD, 57401; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Aberdeen Area USBC; Association Manager - Prepare financial statements; ; 12920 Ironwood Drive, , Aberdeen, SD, 57401; Not Investment-Related; 08/01/2020; 1 to 9 hours per month; 0 during trading hours / LFP Consulting LLC; Financial Advisor - Assist Financial Advisor in day to day activities and service clients; entity for payroll and benefits; 125 Buckskin Ave Ste 200, , Bismarck, ND, 58503; Not Investment-Related; 02/22/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-13
  • S66 Uniform Combined State Law Examination
    2022-06-13
Other Names
  • Heidi Carrels

View on SEC IAPD

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