Sam N Shaw

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-17
VA	RA	APPROVED	2023-08-07

TX RA
APPROVED_RES

Since 2025-10-17
VA RA
APPROVED

Since 2023-08-07

Branch Locations

1835 Rosser Ave Suite 1, Waynesboro, VA 22980 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Agents Alliance	Burlington	NC	07/2014	02/2019
Shaw Financial Protection Llc	Rockingham	VA	02/2019	03/2022
Farmers And Merchants Bank / Infinex Inv	Rockingham	VA	03/2022	07/2023
Edward Jones	St Louis	MO	08/2023	Present

07/2014 → 02/2019

National Agents Alliance

Burlington, NC
02/2019 → 03/2022

Shaw Financial Protection Llc

Rockingham, VA
03/2022 → 07/2023

Farmers And Merchants Bank / Infinex Inv

Rockingham, VA
08/2023 → Present

Edward Jones

St Louis, MO

Previous Registrations

2022-03-01 → 2023-07-07

Osaic Institutions, Inc.

Harrisonburg, VA

Gosnell Crossing, VA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-04-15
S65	Uniform Investment Adviser Law Examination	2021-06-26

S63 Uniform Securities Agent State Law Examination

2022-04-15
S65 Uniform Investment Adviser Law Examination

2021-06-26

Other Names

Sam N. Shaw
Sam Shaw

View on SEC IAPD