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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-05 |
Branch Locations
200 West Capitol Ave. Suite 1700, Little Rock, AR 72201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landmark Plc | Little Rock | AR | 01/2021 | 01/2021 |
| Landmark Plc / Thomas & Thomas Llp | Little Rock | AR | 09/2008 | 12/2020 |
| Avantax Advisory Services | Little Rock | AR | 04/2022 | 09/2025 |
| Landmark Plc Cpas | Little Rock | AR | 09/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ARKANSAS RUNNING KLUB POSITION: Treasurer NATURE: Promotes interest in the Central Arkansas running community by holding regular meetings, training runs and an annual 5k. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2018 ADDRESS: 6005 Buffalo River Road, North Little Rock AR 72116, United States DESCRIPTION: My responsibilities are to obtain the dues from members each year, along with race fees, and I write checks (I'm not the only one with check-writing capabilities) for 5k expenses, along with writing checks for race insurance and miscellaneous items. I reconcile the bank statement each month. 2) LANDMARK PLC CPAS POSITION: Member NATURE: Audit, Tax, Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 159 SECURITIES TRADING HOURS: 129 START DATE: 09/02/2008 ADDRESS: 201 East Markham, Suite 500, Little Rock AR 72201, United States DESCRIPTION: As a member of the firm, my top 5 job duties include the following: 1. Communicating with client regarding audit and/or tax engagements as well as providing guidance regarding any accounting related matters that occur. 2. Assigning and managing staff for audit and/or tax engagements. 3. Reviewing work performed by engagement staff. 4. Issuing an opinion of client financial statements. 5. Presenting results of the audit to client board or board committee. 3) ARKANSAS GOVERNOR'S MANSION ASSOCIATION POSITION: Check signer NATURE: Landmark (the firm) provides accounting services to this client. The client's purpose (they are a nonprofit) is to raise funds for the renovation, improvement, furnishing and endowment of the Arkansas Governor's Mansion. In my role, I will sign checks that have been approved for payment, only if all the other check signers are absent from the office. I am just a check signer with no other attachments or affiliations. They are not an investment client. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/02/2024 ADDRESS: 1800 Center Street, Little Rock AR 72206, United States DESCRIPTION: As mentioned above, I sign checks that have been approved by management of the Arkansas Governor's Mansion Association.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-29 |
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