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Gregory Glenn Walker

Cetera Investment Advisers LLC

Little Rock, AR

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

200 West Capitol Ave. Suite 1700, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landmark Plc Little Rock AR 01/2021 01/2021
Landmark Plc / Thomas & Thomas Llp Little Rock AR 09/2008 12/2020
Avantax Advisory Services Little Rock AR 04/2022 09/2025
Landmark Plc Cpas Little Rock AR 09/2008 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2021 → 01/2021
    Landmark Plc
    Little Rock, AR
  • 09/2008 → 12/2020
    Landmark Plc / Thomas & Thomas Llp
    Little Rock, AR
  • 04/2022 → 09/2025
    Avantax Advisory Services
    Little Rock, AR
  • 09/2008 → Present
    Landmark Plc Cpas
    Little Rock, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-07-29 → 2025-09-05
    Avantax Advisory Services
    Little Rock, AR
    Little Rock, AR
    Dallas, TX
Other Businesses

1) ARKANSAS RUNNING KLUB POSITION: Treasurer NATURE: Promotes interest in the Central Arkansas running community by holding regular meetings, training runs and an annual 5k. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2018 ADDRESS: 6005 Buffalo River Road, North Little Rock AR 72116, United States DESCRIPTION: My responsibilities are to obtain the dues from members each year, along with race fees, and I write checks (I'm not the only one with check-writing capabilities) for 5k expenses, along with writing checks for race insurance and miscellaneous items. I reconcile the bank statement each month. 2) LANDMARK PLC CPAS POSITION: Member NATURE: Audit, Tax, Bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 159 SECURITIES TRADING HOURS: 129 START DATE: 09/02/2008 ADDRESS: 201 East Markham, Suite 500, Little Rock AR 72201, United States DESCRIPTION: As a member of the firm, my top 5 job duties include the following: 1. Communicating with client regarding audit and/or tax engagements as well as providing guidance regarding any accounting related matters that occur. 2. Assigning and managing staff for audit and/or tax engagements. 3. Reviewing work performed by engagement staff. 4. Issuing an opinion of client financial statements. 5. Presenting results of the audit to client board or board committee. 3) ARKANSAS GOVERNOR'S MANSION ASSOCIATION POSITION: Check signer NATURE: Landmark (the firm) provides accounting services to this client. The client's purpose (they are a nonprofit) is to raise funds for the renovation, improvement, furnishing and endowment of the Arkansas Governor's Mansion. In my role, I will sign checks that have been approved for payment, only if all the other check signers are absent from the office. I am just a check signer with no other attachments or affiliations. They are not an investment client. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/02/2024 ADDRESS: 1800 Center Street, Little Rock AR 72206, United States DESCRIPTION: As mentioned above, I sign checks that have been approved by management of the Arkansas Governor's Mansion Association.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-29
  • S65 Uniform Investment Adviser Law Examination
    2022-07-29
Other Names
  • Greg Walker
  • Gregory Walker

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