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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-02-16
  • WI RA
    APPROVED
    Since 2024-02-16

Branch Locations

135 S 84Th Street Suite 135, Milwaukee, WI 53214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manchester Investments Greendale WI 02/2022 12/2022
Kerry Group Beloit WI 06/2019 02/2022
University Of Wisconsin-Whitewater Whitewater WI 09/2015 05/2019
Felhofer Cpa S.C. Germantown WI 08/2013 04/2018
Tds Telecommunications Llc Madison WI 05/2018 08/2018
Barthel Fruit Farm Mequon WI 05/2011 07/2017
Lpl Financial Llc Greendale WI 02/2022 12/2022
Alliance Wealth Management Milwaukee, Inc Milwaukee WI 01/2022 Present
Raymond James Financial Services, Inc. Milwaukee WI 02/2023 Present
Raymond James Financial Services Advisors, Inc Milwaukee WI 02/2024 Present
  • 02/2022 → 12/2022
    Manchester Investments
    Greendale, WI
  • 06/2019 → 02/2022
    Kerry Group
    Beloit, WI
  • 09/2015 → 05/2019
    University Of Wisconsin-Whitewater
    Whitewater, WI
  • 08/2013 → 04/2018
    Felhofer Cpa S.C.
    Germantown, WI
  • 05/2018 → 08/2018
    Tds Telecommunications Llc
    Madison, WI
  • 05/2011 → 07/2017
    Barthel Fruit Farm
    Mequon, WI
  • 02/2022 → 12/2022
    Lpl Financial Llc
    Greendale, WI
  • 01/2022 → Present
    Alliance Wealth Management Milwaukee, Inc
    Milwaukee, WI
  • 02/2023 → Present
    Raymond James Financial Services, Inc.
    Milwaukee, WI
  • 02/2024 → Present
    Milwaukee, WI
Other Businesses

(1)Name of Business: Alliance Wealth Management Milwaukee, Inc. Address: 135 S 84th St Ste 135, Milwaukee, WI, 53214-1477, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/17/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Provide a wide range of services and analysis to the clients and firm owner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-25
  • S66 Uniform Combined State Law Examination
    2023-11-25
Other Names
  • Zach Bernarde

View on SEC IAPD

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