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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-09-06
  • GA RA
    APPROVED
    Since 2016-09-06

Branch Locations

Loganville, GA • United States

3414 Peachtree Road Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Atlanta GA 10/2006 09/2016
Raymond James & Associates, Inc. Atlanta GA 09/2016 Present
Advocare Decatur GA 10/2017 Present
Previous Registrations
Other Businesses

(1)Name of Business: Ashley Abbott Address: 936 McLendon Drive, Decatur, GA, 30033, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/15/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord - renting out our house

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-27
S63 Uniform Securities Agent State Law Examination 2007-03-16
  • S66 Uniform Combined State Law Examination
    2008-02-27
  • S63 Uniform Securities Agent State Law Examination
    2007-03-16
Other Names
  • Ashley Margaret Garner

View on SEC IAPD

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