Michael David Goodman

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Morgan Stanley Smith Barney
  Los Angeles, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2008-02-05 → 2011-10-04
  Oppenheimer & Co. Inc.
  Los Angeles, CA
• 2007-05-23 → 2008-02-01
  Stone & Youngberg Llc
  Sherman Oaks, CA
  Los Angeles, CA

Other Businesses

*509407 - Trust; Investment related: Yes; Calabasas, California; Trust; Trustee/Co-Trustee; 10/2019; During business hours: 0; After business hours: 2;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-11
• S63 Uniform Securities Agent State Law Examination
  1999-08-13