Savannah Neal

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-04-17
TX	RA	APPROVED	2025-04-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	02/2022	04/2025
Audacy, Inc.	Chicago	IL	11/2020	10/2021
Pix11 News	New York	NY	03/2019	03/2020
Icm Partners	New York	NY	09/2017	12/2018
Cornell University	Ithaca	NY	06/2013	08/2017
Unemployed	New York	NY	01/2019	02/2019
Unemployed	Chicago	IL	04/2020	10/2020
Unemployed	Chicago	IL	11/2021	01/2022
Rockefeller Financial Llc	Chicago	IL	04/2025	Present
Rockefeller Capital Management	Chicago	IL	04/2025	Present

02/2022 → 04/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
11/2020 → 10/2021

Audacy, Inc.

Chicago, IL
03/2019 → 03/2020

Pix11 News

New York, NY
09/2017 → 12/2018

Icm Partners

New York, NY
06/2013 → 08/2017

Cornell University

Ithaca, NY
01/2019 → 02/2019

Unemployed

New York, NY
04/2020 → 10/2020

Unemployed

Chicago, IL
11/2021 → 01/2022

Unemployed

Chicago, IL
04/2025 → Present

Rockefeller Financial Llc

Chicago, IL
04/2025 → Present

Rockefeller Capital Management

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-02-05

Nearby Firms