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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-10 |
| FL | RA | APPROVED | 2024-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hajoca | Orlando | FL | 06/2018 | 04/2022 |
| Student | Winter Park | FL | 01/2012 | 02/2019 |
| Northwestern Mutual Investment Services Llc | Orlando | FL | 02/2022 | 08/2022 |
| W&S Brokerage Services | Cincinnati | OH | 09/2022 | 01/2023 |
| Western And Southern Life | Maitland | FL | 09/2022 | 01/2023 |
| Northwestern Mutual | Orlando | FL | 02/2022 | 08/2022 |
| Pizza Paradiso | Orlando | FL | 04/2012 | 05/2018 |
| Mml Investors Services Llc | Orlando | FL | 03/2023 | Present |
| Massmutual Life Insurance Co | Orlando | FL | 12/2022 | Present |
NAME: DAVID AUVIL INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: FINANCIAL REPRESENTATIVE START DATE: 8/30/2023 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 6 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, & LONG-TERM CARE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-20 |
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