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David Auvil

Mml Investors Services, LLC

Orlando, FL

CRD 7510012

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-10
FL RA APPROVED 2024-01-29
  • TX RA
    APPROVED_RES
    Since 2025-02-10
  • FL RA
    APPROVED
    Since 2024-01-29

Branch Locations

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hajoca Orlando FL 06/2018 04/2022
Student Winter Park FL 01/2012 02/2019
Northwestern Mutual Investment Services Llc Orlando FL 02/2022 08/2022
W&S Brokerage Services Cincinnati OH 09/2022 01/2023
Western And Southern Life Maitland FL 09/2022 01/2023
Northwestern Mutual Orlando FL 02/2022 08/2022
Pizza Paradiso Orlando FL 04/2012 05/2018
Mml Investors Services Llc Orlando FL 03/2023 Present
Massmutual Life Insurance Co Orlando FL 12/2022 Present
  • 06/2018 → 04/2022
    Hajoca
    Orlando, FL
  • 01/2012 → 02/2019
    Student
    Winter Park, FL
  • 02/2022 → 08/2022
    Northwestern Mutual Investment Services Llc
    Orlando, FL
  • 09/2022 → 01/2023
    W&S Brokerage Services
    Cincinnati, OH
  • 09/2022 → 01/2023
    Western And Southern Life
    Maitland, FL
  • 02/2022 → 08/2022
    Northwestern Mutual
    Orlando, FL
  • 04/2012 → 05/2018
    Pizza Paradiso
    Orlando, FL
  • 03/2023 → Present
    Orlando, FL
  • 12/2022 → Present
    Massmutual Life Insurance Co
    Orlando, FL
Other Businesses

NAME: DAVID AUVIL INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: FINANCIAL REPRESENTATIVE START DATE: 8/30/2023 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 6 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, & LONG-TERM CARE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-20
  • S66 Uniform Combined State Law Examination
    2023-11-20
Other Names
  • David Auvil
  • David Auvil

View on SEC IAPD

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