Daniel Pierce Smith

Eagle Strategies LLC

CRD 5147144

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-26
AR	RA	APPROVED	2012-10-09
LA	RA	APPROVED	2011-12-14

TX RA
APPROVED_RES

Since 2021-05-26
AR RA
APPROVED

Since 2012-10-09
LA RA
APPROVED

Since 2011-12-14

Branch Locations

425 Ashley Ridge Blvd Suite 102, Shreveport, LA 71104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Little Rock	AR	05/2006	Present
Nylife Securities Llc	Little Rock	AR	08/2006	Present
Eagle Strategies Llc	Little Rock	AR	12/2011	Present

05/2006 → Present

New York Life Insurance Company

Little Rock, AR
08/2006 → Present

Nylife Securities Llc

Little Rock, AR
12/2011 → Present

Eagle Strategies Llc

Little Rock, AR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-30
S63	Uniform Securities Agent State Law Examination	2008-04-04

S66 Uniform Combined State Law Examination

2011-08-30
S63 Uniform Securities Agent State Law Examination

2008-04-04

Other Names

Daniel P Smith

View on SEC IAPD

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