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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dalton | GA | 08/2024 | Present |
| Foundationwealth | Dalton | GA | 02/2022 | 08/2024 |
| Whitfield County Sheriff's Office | Dalton | GA | 10/2007 | 02/2022 |
1 - 05/2025 - Foundation Wealth - Notary of Public - Inv Related - 1 Hour/Month - 1 Hour During Trading - Dalton, GA - OBA Start Date: 05/01/2023. 2 - 05/2025 - Foundation Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 3 - 05/2025 - Dalton Golf and Country Club - For-Profit Board Member - Not Inv Related - 2 Hours/Month - 1 Hour During Trading - Dalton, GA - OBA Start Date: 01/01/2024. 4 - 05/2025 - Faith Family Community, Inc - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 40 Hours/Month - 8 Hours During Trading - Chatsworth, GA - OBA Start Date: 07/19/2024.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-22 |
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