Stephen Michael Harvey

Current Employers

The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-10

TX RA
APPROVED

Since 2025-10-10

Branch Locations

Waco, TX • United States

135 S Main St Suite 600, Greenville, SC 29601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woodcrest Christian School	Riverside	CA	03/2016	03/2017
Mission Ambulance	Corona	CA	03/2017	11/2018
Chino Valley Medical Center	Chino Valley	CA	01/2018	06/2018
Pechanga Casino Resort	Temecula	CA	06/2018	11/2018
Loma Linda Medical Center	Loma Linda	CA	11/2018	07/2020
Home Zone Furniture	Waco	TX	07/2020	04/2021
Strata Trust Company	Waco	TX	04/2021	02/2022
Cx Institutional	Woodway	TX	02/2022	11/2024
Lendmire Llc	Waco	TX	11/2024	08/2025
The Fiduciary Alliance	Waco	TX	09/2025	Present

03/2016 → 03/2017

Woodcrest Christian School

Riverside, CA
03/2017 → 11/2018

Mission Ambulance

Corona, CA
01/2018 → 06/2018

Chino Valley Medical Center

Chino Valley, CA
06/2018 → 11/2018

Pechanga Casino Resort

Temecula, CA
11/2018 → 07/2020

Loma Linda Medical Center

Loma Linda, CA
07/2020 → 04/2021

Home Zone Furniture

Waco, TX
04/2021 → 02/2022

Strata Trust Company

Waco, TX
02/2022 → 11/2024

Cx Institutional

Woodway, TX
11/2024 → 08/2025

Lendmire Llc

Waco, TX
09/2025 → Present

The Fiduciary Alliance

Waco, TX

Previous Registrations

2022-03-25 → 2024-12-03

Cx Institutional, Llc

Woodway, TX

Auburn, IN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-25

S65 Uniform Investment Adviser Law Examination

2022-03-25