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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-10-28
IA RA APPROVED 2006-03-23
  • DC RA
    APPROVED
    Since 2024-10-28
  • IA RA
    APPROVED
    Since 2006-03-23

Branch Locations

Manchester, IA • United States

1625 Boyson Road, Hiawatha, IA 52233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Hiawatha IA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

GROUP BENEFITS, LTD / WELLMARK BLUE CROSS / BLUE SHIELD OF IOWA POSITION: Independent Agent NATURE: Individual Health insurance products offered in Iowa: Medicare Supplement, Medicare Advantage and Prescription Drug offered in Iowa. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2004 ADDRESS: 12006 Ridgemont Dr, Urbandale IA 50323, United States DESCRIPTION: Meet with BCBS existing clients and prospects who contact me on options for Medicare Supplement, Medicare Advantage, and Prescription Drug Plans. Assist them in choosing the best plan for them based on their preferred provider and/or their prescriptions they take. Help them enroll in the appropriate plan withpaper enrollment and/or electronic enrollment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-10
S63 Uniform Securities Agent State Law Examination 1998-11-18
  • S66 Uniform Combined State Law Examination
    2005-06-10
  • S63 Uniform Securities Agent State Law Examination
    1998-11-18

View on SEC IAPD

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