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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grandview Lodge | Nisswa | MN | 03/2020 | 08/2021 |
| University Of Minnesota Duluth Housing | Duluth | MN | 08/2020 | 05/2021 |
| A And W Restaurants | Nisswa | MN | 05/2019 | 08/2019 |
| A And W Restaurants | Nisswa | MN | 05/2018 | 08/2018 |
| A And W Restaurants | Nisswa | MN | 05/2017 | 08/2017 |
| Carlson Hardware | Nisswa | MN | 10/2016 | 04/2017 |
| Unemployed | Nisswa | MN | 09/2017 | 04/2018 |
| Unemployed | Nisswa | MN | 09/2018 | 04/2019 |
| Student | Duluth | MN | 08/2019 | 05/2020 |
| Student | Duluth | MN | 08/2020 | 05/2021 |
| Unemployed | Nisswa | MN | 09/2016 | 09/2016 |
| Student | Duluth | MN | 08/2021 | 05/2022 |
| David Cowell | Baxter | MN | 05/2022 | 06/2022 |
| Northwestern Mutual Investment Services Llc | Baxter | MN | 08/2022 | 11/2024 |
| David Cowell | Baxter | MN | 06/2022 | 11/2024 |
| Prairie Bay - Grill And Catering | Baxter | MN | 09/2022 | 09/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2023 | 11/2024 |
| Unemployed | Pequot | MN | 11/2024 | 12/2024 |
| Thrivent Investment Management Inc | Crosslake | MN | 12/2024 | Present |
| Thrivent Financial | Appleton | WI | 12/2024 | 04/2025 |
| Thrivent Financial | Appleton | WI | 04/2025 | Present |
NISSWA CHAMBER OF COMMERCE BOARD MEMBER POSITION: Board Member NATURE: Nisswa Chamber of Commerce exists to support and strengthen local businesses, champion the traditions that define our town, and connect the people and places that make Nisswa thrive. We serve as both a business advocate and a community connector -- promoting economic opportunity, elevating local pride, and welcoming visitors into a place that goes beyond a destination. In Nisswa, we build more than commerce -- we build connection, legacy, and memories that last for generations. The majority of this role would be to plan and volunteer for events in our community. I would not be acting in any advisory or investment capacity. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/23/2026 ADDRESS: 25532 Main Street, Nisswa MN 56468, United States DESCRIPTION: The purpose of this position on the Nisswa Chamber of Commerce Board is to help grow the community that I grew up in and to serve my community. Which mostly would mean planning and volunteering for events in our community. I would not be serving in an advisory or investment compacity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-11 |
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