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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-12-14
  • TN RA
    APPROVED
    Since 2022-12-14

Branch Locations

1111 N Northshore Dr Suite P-250, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rodefer Moss & Pllc Knoxville TN 11/2011 12/2021
Prospera Financial Services Dallas TX 01/2022 Present
  • 11/2011 → 12/2021
    Rodefer Moss & Pllc
    Knoxville, TN
  • 01/2022 → Present
    Prospera Financial Services
    Dallas, TX
Other Businesses

TN Tax Management, LLC; Investment Related - No; 1111 N Northshore Dr., P-250, Knoxville, TN 37919; CPA Tax Business; Self-Employed CPA; Start Date 02/2022; 12 Hours Per Month; 3 Hours During Trading Hours; CPA and handles tax returns.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-10
  • S66 Uniform Combined State Law Examination
    2022-12-10

View on SEC IAPD

Other Firms

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