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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-16 |
Branch Locations
110 W. Eisenhower Drive Suite B, Hanover, PA 17331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret Grant & Co., Inc. | Tunkhannock | PA | 06/2022 | 07/2023 |
| Investment Planning Services | Tunkhannock | PA | 02/2022 | 05/2023 |
| Fedex Freight | York | PA | 07/2011 | 06/2022 |
| A.L. Hart Financial L.L.C. | York | PA | 07/2023 | 09/2024 |
| H&R Block | York | PA | 11/2023 | 04/2024 |
| Commonwealth Financial Network | Waltham | MA | 09/2024 | Present |
| Benchmark Investments & Insurance | Hanover | PA | 09/2024 | Present |
1.Fixed insurance sales; as of 8/20/2024; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. AR and sole owner of A L Hart Financial, an RIA offering asset management and financial planning services; less than 1% of time spent during business hours; conducted at branch location; investment related. RIA to be withdrawn post CFN affiliation. 3. Owner, Brillhart Consultants, tax preparation & general accounting services; Located at 200 Hunter Creek Dr., York, PA 17406; as of start date; % of time spent during business hours; Not conducted at branch location; Not investment related. 4. Tax Preparation and General Accounting services; Located at 200 Hunter Creek Dr., York, PA 17406; as of 5/16/2023; 0% Time spent during business hours; Not conducted at branch; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-08 |
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