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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-02-27
TX RA APPROVED_RES 2025-02-26
  • GA RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED_RES
    Since 2025-02-26

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

1640 Powers Ferry Rd, Bldg 24, Suite 100,, Marietta, GA 30067 • United States

Suwanee, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 02/2022 06/2022
Warren County Sheriff's Office Lebanon OH 06/2015 06/2022
First Command Brokerage Services Fort Worth TX 06/2022 Present
First Command Advisory Services Fort Worth TX 06/2022 Present
First Command Insurance Services Fort Worth TX 06/2022 Present
  • 02/2022 → 06/2022
    First Command Brokerage Services
    Fort Worth, TX
  • 06/2015 → 06/2022
    Warren County Sheriff's Office
    Lebanon, OH
  • 06/2022 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 06/2022 → Present
    Fort Worth, TX
  • 06/2022 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

(1) Name of the other business: Mental Health America of Norther Kentucky & Southwest Ohio Whether the business is investment-related: No Address of the other business: 11238 Cornell Park Drive, Blue Ash, OH 45242 Nature of the other business: Education/Training Your position, title, or relationship with the other business: Guest Speaker The start date of your relationship: Oct 28, 2024 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: I will conduct compliance approved Financial Briefs to different business and organizations they work with. Their organization is funded by grants and they compensate their guest speakers for their time. I will have no direct affiliation with MHA other than being their outside guest speaker for financial education. I will also not be their employee. They will have me fill out a W9 and I will invoice them for my time. They operate through grants so it's important they pay their speakers so they continue to get grant funds for the work they do. MHA does multiple (2) Name of the other business: Centennial Financial Planning, LLC Whether the business is investment-related: Yes Address of the other business: 1640 Powers Ferry Road Building 24, Suite 100, Marietta, Georgia 30067 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Apr 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: LLC used for DA business to pay employees for their administrative services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
  • S66 Uniform Combined State Law Examination
    2022-04-15

View on SEC IAPD

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