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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-12
  • SC RA
    APPROVED
    Since 2026-08-12

Branch Locations

305 Oakland Ave, Rock Hill, SC 29730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rock Hill SC 02/2022 08/2026
City Of Bloomington Bloomington IL 07/2020 03/2022
Ch Robinson Bloomington IL 05/2019 06/2020
Equity Bank Knob Noster MO 07/2014 05/2019
Independent Advisor Alliance, Llc Rock Hill SC 01/2025 08/2026
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
  • 02/2022 → 08/2026
    Lpl Financial Llc
    Rock Hill, SC
  • 07/2020 → 03/2022
    City Of Bloomington
    Bloomington, IL
  • 05/2019 → 06/2020
    Ch Robinson
    Bloomington, IL
  • 07/2014 → 05/2019
    Equity Bank
    Knob Noster, MO
  • 01/2025 → 08/2026
    Rock Hill , SC
  • 08/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: PALMETTO INVESTMENT CONSULTANTS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2022 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13
Other Names
  • Morgan Elizabeth Mccoy
  • Morgan Hinchen

View on SEC IAPD

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