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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-16 |
Branch Locations
227 N Loop 1604 E Suite 150, San Antonio, TX 78232 • United States
Boerne, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 01/2022 | 06/2025 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 01/2022 | 06/2025 |
| Tnt Television Network | Los Angeles | CA | 10/2014 | 10/2018 |
| Media Services Processing Llc | Los Angeles | CA | 09/2021 | 10/2021 |
| Mustard Lane Llc | Los Angeles | CA | 07/2020 | 07/2020 |
| Unemployed | Glendale | CA | 08/2020 | 08/2021 |
| Unemployed | Glendale | CA | 11/2021 | 12/2021 |
| Unemployed | Los Angeles | CA | 11/2018 | 06/2020 |
| Mariner | Overland Park | KS | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-26 |
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