Katherine Gossard

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → Present
  Ubs
  Chicago, IL
• 07/2020 → 04/2022
  Schiff Hardin Llp (Now Arentfox Schiff)
  Chicago, IL
• 04/2020 → 07/2020
  Unemployed
  Chicago, IL
• 03/1997 → 04/2020
  Mcdermott Will & Emery
  Chicago, IL

Other Businesses

1) L.S. Wood Charitable Trust (a Private Foundation); My position is not investment-related. Bank of America acts as a co-trustee of this trust and handles the investments of the foundation. The address of the business is 110 North Wacker Dr., Chicago, IL 60606; the foundation provides scholarships to students in need; I am one of five individual co-trustees; I began in May, 2011; I devote approximately 1/2 hour per month to the charitable trust reviewing and approving scholarship applications, reviewing the proposed budget, reviewing the foundation tax return, and attending semi-annual meetings where we vote on scholarships, the budget and the IPS for the foundation. /// 2) D. C. W. Trust; Trust hold investible assets (all held at UBS).; Wilmette, Illinois 60091; Make distributions to beneficiaries, sign and file tax returns, manage trust assets.; Start date: 4/14/2024; Investment-related: Yes

Exams

• S66 Uniform Combined State Law Examination
  2022-08-29

Other Names

• Mary Katherine Acker