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Duane Michael Pettis

Frost Investment Advisors, LLC

San Antonio, TX

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Current Employers
Frost Investment Advisors, Llc

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-31
  • TX RA
    APPROVED
    Since 2022-03-31

Branch Locations

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Investment Advisors, Llc San Antonio TX 12/2021 Present
Frost Bank San Antonio TX 01/2021 12/2021
Texas Workforce Commission Austin TX 02/2020 12/2020
Unemployed Philadelphia PA 04/2018 01/2020
Vantage Labs Intl New Hope PA 01/2012 03/2018
  • 12/2021 → Present
    Frost Investment Advisors, Llc
    San Antonio, TX
  • 01/2021 → 12/2021
    Frost Bank
    San Antonio, TX
  • 02/2020 → 12/2020
    Texas Workforce Commission
    Austin, TX
  • 04/2018 → 01/2020
    Unemployed
    Philadelphia, PA
  • 01/2012 → 03/2018
    Vantage Labs Intl
    New Hope, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-31
  • S65 Uniform Investment Adviser Law Examination
    2022-03-31

View on SEC IAPD

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