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Simon Norman

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-30
TX RA APPROVED 2026-03-28
  • AZ RA
    APPROVED
    Since 2026-03-30
  • TX RA
    APPROVED
    Since 2026-03-28

Branch Locations

58 South River Drive Suite 401, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2022 12/2025
Cafe Zupas Phoenix AZ 05/2016 08/2017
Mod Pizza Phoenix AZ 02/2018 06/2019
Altec Industries Dixon CA 06/2019 12/2019
Legends Furniture Buckeye AZ 01/2020 12/2020
Arizona State University Tempe AZ 08/2014 12/2020
Unemployed Phoenix AZ 01/2021 02/2022
Morgan Stanley Tempe AZ 01/2026 Present
  • 03/2022 → 12/2025
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2016 → 08/2017
    Cafe Zupas
    Phoenix, AZ
  • 02/2018 → 06/2019
    Mod Pizza
    Phoenix, AZ
  • 06/2019 → 12/2019
    Altec Industries
    Dixon, CA
  • 01/2020 → 12/2020
    Legends Furniture
    Buckeye, AZ
  • 08/2014 → 12/2020
    Arizona State University
    Tempe, AZ
  • 01/2021 → 02/2022
    Unemployed
    Phoenix, AZ
  • 01/2026 → Present
    Morgan Stanley
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-27
S63 Uniform Securities Agent State Law Examination 2022-06-03
  • S66 Uniform Combined State Law Examination
    2026-03-27
  • S63 Uniform Securities Agent State Law Examination
    2022-06-03
Other Names
  • Simon Norman
  • Simon Jin-Sung Norman

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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