Stone A Eckenrode

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2022 → Present
  Nuveen Securities, Llc
  Charlotte, NC
• 06/2022 → Present
  Nuveen Asset Management Llc
  Chicago, IL
• 07/2021 → 05/2022
  Rockstar Energy
  Wilmington, NC
• 05/2021 → 08/2021
  Coaching Charities
  Las Vegas, NV
• 01/2020 → 05/2021
  Pollen
  Wilmington, NC
• 06/2012 → 05/2021
  Eckenrode Real Estate
  Pittsburgh, PA
• 05/2016 → 08/2019
  Llama Lawns Landscaping
  Cranberry Twp, PA

Other Businesses

Name: Eckenrode Real Estate Position: CEO Nature: Real Estate Investment Related: No Hours: 1-2 hours per week Securities Trading Hours: 0 Start Date: 7/15/2023 Address: Home Address, Charlotte, NC 28203 Description: Purchasing Investment Properties as Rentals, Minor updating / renovations as needed

Exams

• S66 Uniform Combined State Law Examination
  2022-07-14