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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-24 |
| NJ | RA | APPROVED | 2022-12-05 |
Branch Locations
Bridgewater, NJ • United States
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 07/2021 | Present |
| A La Cart | Clinton | NJ | 11/2019 | 09/2020 |
| Sushi Room | Annandale | NJ | 10/2018 | 10/2019 |
| Buffalo Wild Wings | Flemington | NJ | 01/2017 | 12/2020 |
| Citispot | Clinton | NJ | 01/2015 | 12/2016 |
| Imperial Pool Management | Lebanon | NJ | 01/2015 | 12/2016 |
| Unemployed | Annandale | NJ | 01/2021 | 07/2021 |
| Education | Annandale | NJ | 01/2010 | 12/2021 |
(1) NAME: Hudmed Llc Non-Investment Related Nature of OBA: Hospital Sanitation Company Position/Title/Relationship: Employee Start Date: 08/11/22 Time devoted: 12-Jun Duties: I would be assisting in cleaning hospital rooms overnight while the hospital is closed. (2) NAME OF ENTITY: Grape Expectations, Inc. ADDRESS: 25 Kearney St. Bridgewater NJ 08807 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 21/06/2025 CAPACITY: Other DUTIES: I will be cleaning and preparing wine barrels and cleaning up around the facility. HOURS DEVOTED PER MONTH: 4 - 10 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4 - 10 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
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