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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
NJ RA APPROVED 2012-10-05
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • NJ RA
    APPROVED
    Since 2012-10-05

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Morristown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Florham Park NJ 10/2012 Present
Previous Registrations
  • 2010-05-28 → 2012-10-08
    Sica Wealth Management, Llc
    Morristown, NJ
  • 2008-01-01 → 2010-06-01
    Morristown, NJ
    Morristown, NJ
  • 2006-07-24 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Moristown, NJ
    St. Louis, MO
Other Businesses

PARDIGM HOTEL GROUP, LLC; 10 HARVEY COURT MORRISTOWN, NJ 07960; HOTEL PROPERTY OWNERSHIP, OPERATION, AND LEASING; START DATE 03/01/2014; PROJECTED END DATE 03/01/2019; OWNER - PASSIVE & PARTNER; PARTNER; 1 HOUR DEVOTED TO THIS ACTIVITY PER WEEK / 4 HOURS A MONTH DEVOTED TO THIS ACTIVITY; 0 HOURS DEVOTED DURING SECURITY TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-21
  • S66 Uniform Combined State Law Examination
    2006-07-21

View on SEC IAPD

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