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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2998 Douglas Blvd Suite 200, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Walnut Creek CA 02/2022 11/2024
Self Employed Hercules CA 05/2018 01/2022
Ivoclar Vivadent Amherst NY 04/2016 04/2018
The Prudential Insurance Company Of America Walnut Creek CA 11/2022 Present
Lpl Enterprise, Llc Walnut Creek CA 11/2024 Present
  • 02/2022 → 11/2024
    Walnut Creek, CA
  • 05/2018 → 01/2022
    Self Employed
    Hercules, CA
  • 04/2016 → 04/2018
    Ivoclar Vivadent
    Amherst, NY
  • 11/2022 → Present
    The Prudential Insurance Company Of America
    Walnut Creek, CA
  • 11/2024 → Present
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-29
  • S66 Uniform Combined State Law Examination
    2022-08-29

View on SEC IAPD

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