Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-06-03 |
| TX | RA | APPROVED | 2024-04-29 |
| IA | RA | APPROVED | 2024-04-28 |
Branch Locations
400 Gold Circle Suite 220, Dakota Dunes, SD 57049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bevs On The River | Sioux City | IA | 12/2013 | 12/2016 |
| Crave American Kitchen & Sushi Bar | Sioux City | IA | 06/2016 | 09/2017 |
| Table 32 | Sioux City | IA | 09/2017 | 06/2022 |
| Stifel, Nicolaus & Co | Sioux City | IA | 02/2022 | Present |
| Sioux City Marina | Sioux City | IA | 05/2016 | 09/2016 |
| Sioux City Marina | Sioux City | IA | 04/2017 | 09/2017 |
| Sioux City Marina | Sioux City | IA | 04/2018 | 09/2018 |
| Sioux City Marina | Sioux City | IA | 04/2019 | 09/2019 |
| Sioux City Community School District | Sioux City | IA | 08/2018 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-26 |
Reach out to this advisor