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James Silvio Pierlioni

LPl Financial LLC

Southington, CT

Fort Mill, SC

CRD 7507128

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-15
  • CT RA
    APPROVED
    Since 2024-08-15

Branch Locations

Southington, CT • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 02/2022 Present
Rightcapital Shelton CT 05/2018 02/2022
Wood N Tap Wallingford CT 05/2014 05/2018
  • 02/2022 → Present
    Lpl Financial Llc
    Fort Mill, SC
  • 05/2018 → 02/2022
    Rightcapital
    Shelton, CT
  • 05/2014 → 05/2018
    Wood N Tap
    Wallingford, CT
Designations
  • Certified Financial Planner

View on SEC IAPD

More in Southington, CT

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