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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-10-11 |
Branch Locations
3344 Peachtree Road Ne Suite 1000, Atlanta, GA 30326 • United States
870 Lawrenceville Suwanee Road, Lawrenceville, GA 30046 • United States
2755 Old Milton Parkway, Alpharetta, GA 30009 • United States
11033 Medlock Bridge Rd, Duluth, GA 30097 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bed Bath And Beyond | Atlanta | GA | 10/2008 | 12/2019 |
| Fifth Third Bank | Atlanta | GA | 12/2019 | Present |
| Fifth Third Securities | Atlanta | GA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-22 |
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