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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-10-11
  • GA RA
    APPROVED
    Since 2022-10-11

Branch Locations

3344 Peachtree Road Ne Suite 1000, Atlanta, GA 30326 • United States

870 Lawrenceville Suwanee Road, Lawrenceville, GA 30046 • United States

2755 Old Milton Parkway, Alpharetta, GA 30009 • United States

11033 Medlock Bridge Rd, Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bed Bath And Beyond Atlanta GA 10/2008 12/2019
Fifth Third Bank Atlanta GA 12/2019 Present
Fifth Third Securities Atlanta GA 02/2022 Present
  • 10/2008 → 12/2019
    Bed Bath And Beyond
    Atlanta, GA
  • 12/2019 → Present
    Fifth Third Bank
    Atlanta, GA
  • 02/2022 → Present
    Fifth Third Securities
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-06
S63 Uniform Securities Agent State Law Examination 2022-06-22
  • S65 Uniform Investment Adviser Law Examination
    2022-10-06
  • S63 Uniform Securities Agent State Law Examination
    2022-06-22
Other Names
  • Temprance Chantelle Berry

View on SEC IAPD

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