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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-05
NC RA APPROVED 2022-11-09
  • TX RA
    APPROVED
    Since 2023-01-05
  • NC RA
    APPROVED
    Since 2022-11-09

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2022 Present
Unemployed Charlotte NC 10/2021 02/2022
Target Newton NC 06/2018 10/2021
Ruby Tuesday Charlotte NC 11/2007 06/2018
University Of North Carolina Charlotte Charlotte NC 08/2015 12/2018
Bank Of America, N.A. Charlotte NC 09/2022 Present
  • 02/2022 → Present
    Charlotte, NC
  • 10/2021 → 02/2022
    Unemployed
    Charlotte, NC
  • 06/2018 → 10/2021
    Target
    Newton, NC
  • 11/2007 → 06/2018
    Ruby Tuesday
    Charlotte, NC
  • 08/2015 → 12/2018
    University Of North Carolina Charlotte
    Charlotte, NC
  • 09/2022 → Present
    Bank Of America, N.A.
    Charlotte, NC
Other Businesses

I*1365273 For profit or not for profit: Entity Charitable Name of outside business organization: Belk College of Business Alumni Council Investment related: N0 Address of business: Charlotte, North Carolina, 28223 Nature of business: School, College or University Position, title, association: Committee, Board Member, Fundraising committee Start date of relationship: 7/1/2023 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: The purpose of the board is to drive UNCC Belk College of Business Alumni engagement. Currently they have not officially given specific roles but I was interested in and believe I would likely be involved in recruiting other Alumni through attending community events and inviting peers. I*: 2244309 Entity Type: Charitable Organization Name of OBA: Thompson Child & Family Focus Address: Matthews, North Carolina 28105 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 4/1/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: The purpose of the entity if to provide resources to children who are orphans or have been removed from their homes by child protective services. This includes foster parents, therapy, education and job placement. I am being asked to apply for a development committee role on the board. My role would be to attend networking events through the board and share information about the organization at those events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
  • S66 Uniform Combined State Law Examination
    2022-10-31
Other Names
  • Matthew Scott

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