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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-24 |
Branch Locations
901 Via Piemonte, Ontario, CA 91764 • United States
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverside | CA | 02/2011 | Present |
I*747254, Entity Type: Entity For Profit, Name of OBA: Rental Property 1, Address: Rancho Cucamonga, California 91739, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 02/25/2022, No Hours: 5, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
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