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Lissette Barrios

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Erie, CO

Omaha, NE

Boulder, CO

Lincoln, NE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-07-17
TX RA APPROVED_RES 2024-05-15
CO RA APPROVED 2024-02-13
  • NE RA
    APPROVED
    Since 2025-07-17
  • TX RA
    APPROVED_RES
    Since 2024-05-15
  • CO RA
    APPROVED
    Since 2024-02-13

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Erie, CO • United States

13321 California St, Omaha, NE 68154 • United States

921 Walnut St, Boulder, CO 80302 • United States

301 S 12Th St, Lincoln, NE 68508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 01/2010 Present
Other Businesses

I*1831269, Entity Type: Entity For Profit, Name of OBA: Maplebear, Inc/Instacart, Address: San Francisco, CA, 94105, Investment Related: No, Position, Title, Association: Delivery Driver, Employee Start Date: No Hours: 10-15hrs/Mo, No Hours during trading: 0, Duties: Purchase and deliver items to clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-12
  • S66 Uniform Combined State Law Examination
    2024-02-12
Other Names
  • Lissette Perez
  • Lissette Martinez
  • Lissette Barrios

View on SEC IAPD

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